Tough Tech Solutions
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    • Home
    • About
    • Our Expertise
    • AI Product Development
      • Project Application
      • RegulaIQ
    • JOB BOARD
      • TRADE OPERATIONS ASSOC.
      • FINOP ACCOUNTANT with 27
      • BOOK KEEPER "hiring now"
      • EQUITY TRADER Assistant
      • RESEARCH ANALYST sellside
      • COMPLIANCE DIRECTOR
      • JOIN OUR PILOT PROGRAM
    • Careers
    • Video
    • Contact
  • Home
  • About
  • Our Expertise
  • AI Product Development
    • Project Application
    • RegulaIQ
  • JOB BOARD
    • TRADE OPERATIONS ASSOC.
    • FINOP ACCOUNTANT with 27
    • BOOK KEEPER "hiring now"
    • EQUITY TRADER Assistant
    • RESEARCH ANALYST sellside
    • COMPLIANCE DIRECTOR
    • JOIN OUR PILOT PROGRAM
  • Careers
  • Video
  • Contact

OPERATIONS ASSOCIATE with Series 24

Join Our Team

 

Trade Operations Associate/ Brokerage Operations

Reporting to California Office but can be remote.


Compensation: 150k-175k Plus Equity


Interviews: Immediate

Hiring: Immediately


Must Have:

Self Clearing BD Experience 

Must be well rounded and experienced.

Series 24 required.


Hiring Recruiter:
Michael Jude
Tough Tech Solutions Corp.
📧 mike@toughtechsolutions.com
📞 347-303-5641


Company Overview

Our client is a fast-growing, mission-driven financial technology company building the infrastructure that powers modern investing experiences for consumer-facing platforms around the world. The firm develops advanced brokerage and investment capabilities that enable companies to offer seamless access to global financial markets.

Backed by strong venture funding and rapid growth, the company is expanding its operational capabilities to support increasing trading activity, new financial products, and global partnerships. This is an opportunity to join a dynamic team focused on expanding access to investing and financial services.


Position Overview

The Operations Associate – Brokerage Operations will play an important role in supporting the growth and scalability of the firm’s brokerage operations. This position will be responsible for assisting with pre-trade and post-trade processing across multiple securities products, helping ensure efficient and accurate trade lifecycle management for partner clients.

The role will work cross-functionally with teams including Operations, Engineering, Partnerships, Customer Success, and Compliance to support trading activity, address operational issues, and improve internal workflows.

Experience in self-clearing brokerage environments and securities lending operations is highly preferred.


Key Responsibilities

  • Support pre-trade and post-trade processing for securities transactions executed through partner platforms
     
  • Assist with operational oversight related to self-clearing brokerage and securities lending activities
     
  • Establish and reconcile trading positions within internal systems and with external custodians
     
  • Investigate and resolve trade exceptions and partner inquiries
     
  • Provide operational support and testing for new product launches, system updates, and regulatory changes impacting trade processing
     
  • Collaborate with internal teams to ensure operational workflows support new business initiatives
     
  • Develop a strong understanding of the firm’s trading infrastructure, APIs, databases, and operational workflows
     
  • Help identify process inefficiencies and opportunities for automation or operational improvement
     
  • Deliver high-quality internal service and support across multiple business functions
     

Ideal Background

  • Experience working within broker-dealer operations, brokerage operations, or financial market infrastructure
     
  • Familiarity with trade lifecycle management, clearing processes, and securities settlement
     
  • Knowledge of self-clearing brokerage operations and securities lending is a plus
     
  • Strong attention to detail and problem-solving skills
     
  • Ability to work cross-functionally in a fast-paced fintech environment
     

Additional Information

Location, compensation, and start date will be provided during the interview process.

Apply Now

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The ToughTech Solutions Corporation is an equal opportunity employer and do not discriminate or allow discrimination based on race, color, religion, creed, age, sexual orientation, ancestry, citizenship, or any other characteristic protected by law. Tough Tech will consider qualified applicants in a manner consistent with the requirements of applicable law .


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