We're Hiring!

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TITLE: REGULATORY ACCOUNTANT /FINOP with Broker Dealer

SUMMARY: We have multiple positions for multiple clients. This position will remain open. We will interview ALL qualified candidates. Please apply. 

TITLE: Senior Regulatory Accountant  (broker-dealer experience)

CLIENT: Financial Services /Accounting /Broker Dealer

LOCATION: NYC Onsite/Hybrid - Full Time employment.

COMPENSATION: 130-150k plus bonus with Series 27  

                                                90-105k plus bonus without Series 27 

SKILLS:  Experience preparing and filing  regulatory financial FOCUS reports and ensures compliance with SEC and FINRA rules, including net capital computations 15c3-1 and 15c3-3. 

• Key qualifications include a bachelor's degree in accounting or finance, 
• 1-5+ years of broker-dealer experience 
• A strong understanding of broker-dealer financial operations
• Proficiency in regulatory reporting and accounting software.

Hiring Recruiter: mike@toughtechsolutions.com